Investment Advisor - Charitable/Tax Structured Flow-Through Share Program

Position:  Investment Advisor - Charitable/Tax Structured Flow-Through Share Program


  • The ideal candidate will be a bright, motivated individual that is knowledgeable about both the Capital Markets and Wealth Management activities and functions within an IIROC firm
  • Knowledge and understanding of private placements and Flow-through products
  • Will work alongside experienced industry leaders



Major accountabilities include:

  • Provide knowledgeable investment advice to clients
  • Ensure clients information is accurate and up to date
  • Remain up to date with all the regulatory rules and trading activities as it relates to client accounts
  • Maintaining client files and information on the appropriate systems
  • Ensuring all client interaction is accurately documented
  • Responding to client inquiries in a timely, responsive manner
  • Resolving issues and effecting client transactions expeditiously and accurately, and escalating issues to the manager when appropriate
  • Understanding the required documentation for all client account types
  • Ensure compliance of team policies and procedures
  • Identifying opportunities to deepen relationships within the existing client base (i.e. sales referrals, consolidation of assets, etc.)



  • 3+ years’ experience in a similar role
  • Excellent communication skills, written and verbal
  • Pleasant telephone manner and an ability to keep client conversations on track
  • Knowledge of asset allocation
  • Strong organizational skills
  • Ability to take initiative and work independently
  • Ability to meet deadlines and targets
  • Understanding of industry and firm compliance regulations


Education and Accreditations

  • Preference will be given to applicants that are already IIROC Licensed
  • Canadian Securities Course (CSC) and CPH completed

To apply for this position, please send your resume and cover letter addressed to Manni Buttar ( with the title (Investment Advisor CFTS) in the subject line. Early submission is highly encouraged as applications are reviewed on a rolling basis. Sprott welcomes and encourages applications from people with disabilities. Please let us know if we can provide disability-related accommodations to support your participation in Sprott’s recruitment process.

We thank all applicants for their interest; however, only qualified candidates as determined by Sprott will be contacted. Sprott does not accept unsolicited agency resumes or phone calls

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