Tom Ulrich serves as General Counsel and Chief Compliance Officer for Sprott Global Resource Investments Ltd and Sprott Asset Management USA as well as Resource Capital Investment Corporation. He is a Managing Director for the Sprott Group of Companies. He was previously Chief Compliance Officer for Altegris Advisors, L.L.C. and Altegris Funds in La Jolla, California.
Prior to joining Altegris, Mr. Ulrich was a Partner, General Counsel & Chief Compliance Officer at Geneva Investment Management in Chicago, Illinois for more than six years. He was a Founding Partner, General Counsel and Chief Operating Officer at InView Investment Management, LLC in Chicago, where he was responsible for all Operations, Legal and Compliance matters. He also served as Chief Compliance Officer for Northwestern Mutual Trust Company in Milwaukee, Wisconsin.
Mr. Ulrich practiced law in Omaha, Nebraska for six years. After working for two years in Cape Town, South Africa, he attended Creighton University School of Law where he earned his J.D. degree. Mr. Ulrich received his B.A. in English from the University of Nebraska.
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